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唐朱昌
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何　萍
华东政法大学刑法学教授，复旦大学中国反洗钱研究中心特聘研究员，荷...

李小杰
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周锦贤
周锦贤先生，香港人，广州暨南大学法律学士，复旦大学中国反洗钱研究中...

童文俊
高级经济师，复旦大学金融学博士，复旦大学经济学博士后。现供职于中...

汤　俊
武汉中南财经政法大学信息安全学院教授。长期专注于反洗钱/反恐...

李　刚
生辰：1977.7.26 籍贯：辽宁抚顺民族：汉党派：九三学社职称：教授研究...

祝亚雄
祝亚雄，1974年生，浙江衢州人。浙江师范大学经济与管理学院副教授，博...

顾卿华
复旦大学中国反洗钱研究中心特聘研究员；现任安永管理咨询服务合伙...

张平
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上传时间： 2014-09-26 浏览次数：637次

FMA fast tracks money laundering probes

Fri, Sep 26, 2014

http://www.nzherald.co.nz/business/news/article.cfm?c_id=3&objectid=11332011&ref=rss

New Zealand's markets regulator has fast-tracked the audit of five entities because of concerns about their compliance with laws that try stop money laundering and terrorism financing.

Money laundering is a tool for criminals to hide where the money originated from and regulations that came fully into force last June placed obligations on financial institutions to "detect and deter" these illegal practices.

The law - the Anti-Money Laundering and Countering Financing of Terrorism Act - requires businesses to try and guard against money laundering.

A number of New Zealand agencies, including the Reserve Bank and Department of Internal Affairs, are required to supervise the regime.

The law requires all relevant entities to undergo an audit of their AML/CFT programmes.

The Financial Markets Authority is required to monitor issuers of securities, trustee companies, futures dealers, collective investment schemes, brokers, and financial advisers, according to Internal Affairs.

In its latest investigations and enforcement report, released yesterday, the FMA said it brought forward the audit of five entities by between 6 and 9 months.

"This was in response to concerns about the entities' compliance with the AML/CFT Act," the authority said its report, which covered the last 12 months to June 30.

The FMA said it used its powers to require the entities to provide copies of audit, and a spokesman said some of these are yet to be returned.